KYC misuse: Sebi hauls up analyst

📰 Quick Update: This article is sourced from reliable publishers using automation.


MUMBAI: Sebi has cancelled the certificate of registration of a research analyst, Poorushkhan, after finding out that his KYC documents were used by someone else to obtain the regulator’s Research Analyst certificate. People running an unregistered investment advisory outfit named Options Research used documents of Poorushkhan, who ran a grocery shop and had nothing to do with stock market, derivatives etc, Sebi order showed.



Source link

Source: Times of India

📝 We use smart aggregation to bring you top news in real-time.

Leave a Reply

Your email address will not be published. Required fields are marked *